k-means is a popular unsupervised machine learning algorithm for finding clusters in data.

In this article we will be learning the intuition behind the k-means algorithm and coding a basic implementation of it. Unfortunately I won’t be delving into the mathematics behind the algorithm (or else the article would be too long!) but there are lots of resources on that out there.

# Intuition

The algorithm starts by randomly initialising *K* “centroids” which act as the centre of each cluster.

On each iteration there are two steps.

**Assignment**

Each cluster is assigned the points that are “closest” (least squared Euclidean distance) to its centroid.

**Update**

Each centroid is updated to be the mean of the points in its cluster.

We repeat this for *N* iterations, and in this way the algorithm discovers “groupings” of observations.

# Implementation

The pseudocode for k-means goes as follows:

Input: The centroids K, The number of iterations N, Training set {x_1, x_2 ... x_m} centroids = array of K randomly initialised points Repeat: for i = 1 to i = m: cluster[i] = index of cluster centroid closest to x_i for i = 1 to i = K: centroids[i] = mean of points assigned to cluster i

We’re going to (very) minimally implement this algorithm with pure Python 3.6. We will also limit ourselves to 2 dimensions to make our code simpler. In reality, this algorithm can be applied to any number of dimensions.

First, let’s define how we will represent a single point in space. We can do this using a *named tuple*. This is a lot like a normal tuple, but the fields are named.

from collections import namedtuple Point = namedtuple("Point", "x y")

This allows us to do things like

p1 = Point(3, 2) print(p1.x) >> 3

Now, from the pseudocode we can write some skeleton code.

from collections import namedtuple import matplotlib.pyplot as plt import random Point = namedtuple("Point", "x y") """Our implementation of the k-means algorithm Args: K (int): The number of centroids N (int): the number of iterations points (List[Point]): Our data points Returns: (List[int]): The clusters list """ def kmeans(K, N, points): # Initialise centroids as a random sample of points centroids = random.sample(points, K) # Create an empty list of length len(points) # Recall that clusters contains which points are assigned to which cluster # e.g. clusters[3] = 2 means that points[3] is in cluster 3 clusters = [None] * len(points) # Repeat N times # The _ denotes that we don't care about naming the variable. for _ in range(N): # ASSIGNMENT # The enumerate function adds a counter to the list # so we can get both the index and the value # e.g. enumerate([d, a, g]) = [(0, d), (1, a), (2, g)] for i, point in enumerate(points): dist_to_centroids = ... closest_centroid = ... clusters[i] = closest_centroid # UPDATE # For each centroid, set it to the mean of points in its cluster for k, centroid in enumerate(centroids): cluster = get_cluster(...) centroid = mean_point(...) return clusters

Let’s define a function that calculates squared distance. This is easy to implement.

def sqrdist(a, b): return (a.x - b.x)**2 + (a.y - b.y)**2

Now we can use this function in a *list comprehension* to compute the distance to each centroid.

dist_to_centroids = [sqrdist(point, centroid) for centroid in centroids]

To calculate the closest centroid we are going to use some neat properties of the min function.

closest_centroid, _ = min(enumerate(dist_to_centroids), key=lambda p: p[1])

There’s a few different parts to this so let’s break it down.

The min(key=…) argument allows you to sort an iterable (in this case a list of Points) by a particular key. So we first call enumerate on dist_to_centroids so we have a list of tuples in the form [(index, distance), …] and the lambda lambda p: p[1] selects the 2nd element from each tuple. This allows us to sort the list of tuples by distance. Then we can extract the centroid indexes using the syntax closest_centroid, _ which puts the first element of each tuple into closest_centroid and discards the actual distances.

So now we have completed our assignment step.

for i, point in enumerate(points): dist_to_centroids = [sqrdist(point, centroid) for centroid in centroids] closest_centroid, _ = min(enumerate(dist_to_centroids), key=lambda p: p[1]) clusters[i] = closest_centroid

For our update step, we need to implement two functions: get_cluster which returns the points in a particular cluster, and mean_point which calculate the mean of all the points in a cluster.

Both functions can be implemented simply using a for loop.

def get_cluster(k, clusters, points): new_cluster = [] for i, cluster in enumerate(clusters): if (clusters == k): new_cluster.append(points[i]) return new_cluster

def mean_point(points): # If a cluster has 0 points assigned to it, # we can effectively delete that cluster if (len(points) == 0): return Point(0, 0) x = 0 y = 0 for point in points: x += point.x y += point.y return Point(x/len(points), y/len(points))

Now we are done! We can test the function like so:

points = [Point(x=1, y=1), Point(x=1, y=2), Point(x=2, y=1), Point(x=8, y=9), Point(x=8, y=8), Point(x=10, y=11), Point(x=20, y=23), Point(x=19, y=24), Point(x=18, y=19), Point(x=21, y=25), Point(x=5, y=20), Point(x=5, y=21), Point(x=4, y=20)] kmeans(4, 10, points) >> [0, 0, 0, 2, 2, 2, 1, 1, 1, 1, 3, 3, 3]

These functions could probably be better implemented using functional programming or the like, but the one’s we’ve written are perfectly fine for our purposes.

# Considerations

## How do we choose the number of clusters, *K*?

This is a rather extensive topic, so rather than discussing it here I will point you to this wikipedia page:

https://en.wikipedia.org/wiki/Determining_the_number_of_clusters_in_a_data_set

Despite this, the number of clusters is most often simply chosen by human intuition.

## How do we initialise *K*?

If you run our implementation several times, you may find that the algorithm converges to different solutions (local optima) depending on the initialisation. Hence, it is important to maximise the chances of getting a “correct” initialisation. The most commonly used method is the one we used, to randomly sample our dataset. Other methods include steps to spread the centroids out. To reduce the effect of bad initialisations, it is recommended to run k-means many times.

Thanks for reading!